Risk Profile

Risk Profile Questionnaire

1) What is your Age Group?

Under 35 (40)

Under 45 (30)

46-55 (20)

56-60 (10)

60+ (0)

2) Investment Goal?

Capital Appreciation (0)

Regular Income (40)

Capital Appreciation and Regular Income (20)

3) Proposed Investment Amount?

Less than 1 lacs (0)

1-2 lacs (10)

2-5 lacs (20)

More than 5 lacs (30)

4) Gross Annual Income details?

Below 1 lac (0)

1-5 lac (10)

5-10 lac (20)

10-25 lac (30)

More than 25 lac (40)

5) Sources of Income?

(A) Primary Source

Salary

Business

Professional

Other

(B) Secondary Source

Royalties

Rental

Dividend

Other

6) Market Value of portfolio held

Less than 1 lacs (10)

1-2 lacs (20)

2-5 lacs (30)

More than 5 lacs (40)

7) Investment Experience

Less than 1 years (0)

1-3 years (10)

More than 3 years (20)

8) How much knowledge do you have of investment markets?

I don't follow what goes on in the market (10)

I sometimes read about the market and know that returns can vary from year to year (20)

I read about the markets whenever I get the chance and understand that different sectors have different returns and risk (30)

I am fully aware about the markets and hold a good knowledge about the volatility in them (40)

9) How secure is your current and future income from sources such as salary, pensions or other investments?

Not Secure (10)

Somewhat Secure (20)

Fairly Secure (30)

Very Secure (40)

10) What percentage of monthly income can be invested?

0 – 5% (10)

5% - 10% (20)

10% - 20% (30)

Above 20% (40)

11) What is the duration of investment you are looking forward to keep invested?

Short term Positional ( from 1 month to 6 months) (10)

Long term Positional (more than 1 year) (0)

Intraday (20)

12) In which of the following market segments have you traded previously?

Commodity

Stock

Derivatives Stocks

Forex

All

13) What is your experience with equity investments?

Extensive experience

Moderate experience

Very less experience

No experience

14) What is your experience with Commodity investments ?

Extensive experience

Moderate experience

Very less experience

No experience

15) What is your experience with Forex investments?

Extensive experience

Moderate experience

Very less experience

No experience

16) How many dependents do you financially support?

None (20)

Between 1-3 (10)

4+ (0)

17) What is the size of your emergency fund?

Do not have (0)

Less than 1 month income (10)

1-3 months income (20)

3-6 months income (30)

More than 6 months income (40)

18) What is your experience with investments in past?

Very Good (40)

Good (30)

Moderate (20)

Bad (10)

Very Bad (0)

19) What percentage of monthly income is allocated to pay off debt [all EMIs]?

None (40)

Between 0% -20% (30)

Between 20% - 35% (20)

Between 35% - 50% (10)

More than 50% (0)

This Investor Suitability Assessment guides you in choosing the services that suit your investment objectives, risk tolerance, financial profile and investment experience. The information that is provided forms the basis of our recommendation. It is important to provide accurate and complete information to ensure that suitable services are recommended according to investment needs and objectives.

As per the SEBI Guidelines, Investment Adviser shall ensure that-

It has a reasonable basis for believing that a recommendation or transaction entered into:

Meets the client’s investment objectives;
Is such that the client is able to bear any related investment risks consistent with its investment objectives and risk tolerance;
Is such that the client has the necessary experience and knowledge to understand the risks involved in the transaction.

Based on risk involved in Stock Market, financial profile and investment experience, clients can be categorized into following categories

Low risk investor - This type of investor has small tolerance for investment risk. Since trading in stock market is subject to market risk hence none of the services are recommended for these investors.
Moderate risk investor - This type of investor is able to accept investment loss occasionally and is willing to take small risk associated with market. The services recommended to these investors are listed below.
High risk investor – This type of investor is keen for opportunities to generate a high return and is able to accept substantial risk and can accept quite high investment loss . The services recommended to these investors are listed below.

Types of risks and services covered under them:-

Moderate Risk	High Risk
Cash Basic	Index Future
Cash Premium	Index Option Basic
	Future Premium
	Future Supreme
	Index Option Supreme
	Future Basic
	Option Supreme
	Cash Supreme
	Index Option Premium
	Option Basic
	Option Premium

Request for Verification Code

I have read & accept to the T&C's pertaining to the organization.

Received from	Pending at the end of last month	Received	Resolved*	Total Pending#	Pending complaints > 3 months	Average Resolution time ⌃(in days)
Directly from investor	0	0	0	0	0	0
SEBI (SCORES)	0	0	0	0	0	0
Other Sources (if any)	0	0	0	0	0	0
Grand Total	0	0	0	0	0	0

Risk Form

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Risk Profile Form

Risk Profile Questionnaire

As per the SEBI Guidelines, Investment Adviser shall ensure that-

It has a reasonable basis for believing that a recommendation or transaction entered into:

Based on risk involved in Stock Market, financial profile and investment experience, clients can be categorized into following categories

Types of risks and services covered under them:-